The Asset and Wealth Management (AWM) space is transforming in terms of democratization of services, transfer of generational wealth, and increased demand for hyper-personalized and digital-first services. There is a growing focus on product and experience innovation to meet the rising demand for unconventional asset classes such as digital assets, cryptocurrencies, and ESG-compliant products. This is happening amid the growing need to manage security and compliance challenges. As AWM firms adapt to evolving client, employee, and advisor demands, AWM IT service providers must prepare to collaborate and deliver innovative solutions at speed and scale. These providers are forging partnerships with technology providers and building solutions within AWM to enhance their service capabilities. They are also investing in tools, accelerators, Centers of Excellence (CoEs), and talent to strengthen their AWM offerings. This compendium provides comprehensive and fact-based snapshots of 29 providers featured on the AWM IT Services PEAK Matrix® Assessment 2023. Each profile offers a comprehensive view of the provider’s vision and strategy, practice size and scale, scope of services and solutions offered, investments, partnerships, case studies, and key strengths and limitations. The compendium will enable providers to benchmark their capabilities against their peers, while enterprises will be able to assess the providers based on their desired set of capabilities. Scope Industry: Banking and Financial Services (BFS) Geography: global The assessment is based on Everest Group’s annual RFI process for the calendar year 2023, interactions with leading technology and IT services providers, client reference checks, and an ongoing analysis of AWM in BFS IT services market Contents In this report, we evaluate 29 AWM IT service provider profiles and include: Key trends in the AWM space Classification of 29 AWM IT service providers as Leaders, Major Contenders, and Aspirants on Everest Group’s proprietary PEAK Matrix® framework A summary dashboard on providers’ market impact and vision and capabilities An overview of providers’ AWM IT services business – vision, scope of services offered, delivery footprint, practice size and scale, and presence across enterprise segments and geographies An overview of providers’ AWM IT services investments, key solutions/IP, and partnerships Key AWM IT services case studies Providers’ key strengths and limitations Membership(s) Banking and Financial Services Information Technology Sourcing and Vendor Management

In recent years, the Financial Crime and Compliance (FCC) space has transformed rapidly due to the growth of RegTechs, virtual banks, and alternative payment methods. This has introduced new complexities as regulators struggle to keep pace with the surge in cybercrime and next-generation technologies. Financial crimes in various forms, along with the challenge of meeting complex and evolving compliance requirements, are causing increasing concerns regarding profitability and reputational risk for Banking and Financial Services (BFS) enterprises. Firms relying on legacy systems and outdated cybersecurity protocols are facing pressure to transform their technology and partner portfolios, actively seeking innovative solutions to prevent and combat financial crimes. In response, FCC technology providers are investing in Artificial Intelligence (AI) / Machine Learning (ML), cloud-based platforms, anti-money laundering and fraud investigation technologies to enhance their existing solutions. They are engaging in co-innovation and customization efforts with hyperscalers, third-party providers, and clients. The FCC technology provider landscape comprises both point-solution providers specializing in specific functions within the FCC value chain and experienced end-to-end providers. Over the past three years, there has been a surge in funding and forged increased partnerships with BFS technology providers looking to develop industry-specific offerings in online fraud prevention. In this report, we examine the FCC technology provider ecosystem and study key trends in the FCC space and their implications on technology investments by BFS enterprises. Additionally, the report profiles 16 technology providers, assessing their capabilities across the FCC value chain and highlighting case studies of their FCC solutions for BFS enterprise clients. Scope Industry: BFS Geography: global Contents In this report, we examine: Key trends in the FCC space The macroeconomic and geopolitical impact on FCC Enterprise challenges and priorities Technology-led disruptions in FCC The competitive technology provider landscape for FCC solutions, including end-to-end providers and emerging participants Implications for service and technology providers The current vs. future state of FCC Membership(s) Banking Information Technology Sourcing and Vendor Management

The Asset and Wealth Management (AWM) industry is undergoing multiple shifts, including the democratization of services, emergence of new client segments, the great transfer of generational wealth, and higher demand for hyper-personalized and digital-first services. There is also a growing focus on product and channel innovation to address the rising demand for unconventional asset classes, such as digital assets, cryptocurrency, and ESG-compliant products. Alongside, investors are increasingly adopting new channels such as the metaverse and self-service mediums. These themes are playing out amid the growing need to manage security and compliance challenges, higher fee pressures, and increased competition from non-traditional providers. As AWM firms adapt to changing investor and advisor demands, AWM IT service providers are preparing to offer them innovative solutions/services at speed and scale. IT service providers are investing in partnerships with leading AWM technology providers as well as emerging WealthTechs, building solutions/accelerators/frameworks to support AWM clients in their transformation journeys, investing in CoEs / innovation labs to keep pace with emerging themes such as generative AI use cases in AWM, and developing techno-functional talent. In this report, we study the vision & capability and market impact of 29 AWM IT service providers and position them on Everest Group’s proprietary PEAK Matrix® framework as Leaders, Major Contenders, and Aspirants. Scope Industry: Banking and Financial Services (BFS) Geography: global The assessment is based on Everest Group’s annual RFI process for the calendar year 2023, interactions with leading technology and IT services providers, client reference checks, and an ongoing analysis of the asset and wealth management IT services market Contents In this report, we: Examine key trends in the AWM IT services industry Classify 29 AWM IT service providers as Leaders, Major Contenders, and Aspirants on Everest Group’s proprietary PEAK Matrix®; framework Discuss the IT service providers’ competitive landscape for AWM IT services in BFS Describe the assessed providers’ key strengths and limitations Membership(s) Banking Information Technology Sourcing and Vendor Management

Global macroeconomic conditions, evolving customer preferences, supply-chain disruptions, regulatory scrutiny, and transforming operating models are driving Banking and Financial Services (BFS) firms to build resilient, scalable, and flexible risk management and regulatory reporting IT and technology systems. However, roadblocks such as legacy IT landscape and fragmented data systems are hampering the transformation of BFS enterprises’ Risk and Compliance (R&C) functions. BFS enterprises are also looking to evaluate how environment, social, and governance factors impact their financial products and the risks that they undertake. Additionally, they are creating new services and products that drive sustainable outcomes for their clients. To serve this need, technology providers are partnering with technology and platform providers to develop solutions such as cloud-based, API-driven, and intelligent R&C management platforms to help BFS firms better manage their R&C functions. They are also investing in tools, accelerators, CoEs, next-generation technology solutions, and talent to improve enterprises’ R&C advisory and IT services capabilities. This compendium provides detailed and fact-based snapshots of 26 BFS risk and compliance IT service providers featured on the Risk & Compliance in BFS IT Services PEAK Matrix® Assessment 2022. Each profile provides a comprehensive picture of the provider’s vision and strategy, practice size and scale, delivery footprint, scope of services and solutions offered, investments, partnerships, case studies, and key strengths and limitations. The compendium will enable providers to benchmark their capabilities against their peers, while enterprises will be able to assess the providers based on their desired set of capabilities. Scope Industry: BFS Geography: global The assessment is based on Everest Group’s annual RFI process for the calendar year 2022, interactions with leading technology and IT services providers, client reference checks, and an ongoing analysis of risk and compliance in BFS IT services market Contents In this report, we: Examine key trends in the BFS risk and compliance space Classify 26 BFS IT service providers as Leaders, Major Contenders, and Aspirants on Everest Group’s proprietary PEAK Matrix® framework Summarize providers’ market impact and vision and capabilities Review the providers’ vision, scope of services offered, delivery footprint, practice size and scale, case studies, and presence across enterprise segments and geographies Study the providers’ BFS risk and compliance IT services investments, key solutions/IP, and partnerships List the providers’ key strengths and limitations Membership(s) Banking and Financial Services Information Technology Sourcing and Vendor Management

The wealth management industry has massively changed in the past few years due to the democratization of wealth management services, generational wealth transfer, rise of unconventional asset classes, and increased demand for hyper-personalized services. High Net Worth Individual (HNWI) clients are increasingly demanding that innovative products such as cryptocurrency and ESG-compliant sustainable investments to be included in their portfolios. Robo-advisors are also offering personalized advisory services at affordable prices. Technology intervention is driving a shift in wealth management services, with the digital advisory model enabling innovative ways of customer interaction. Wealth management technology providers are developing end-to-end comprehensive solutions to enable exhaustive coverage of the entire value chain. They are also building a strong partnership ecosystem with WealthTechs, FinTechs, and hyperscalers to expand their market reach. Enterprises are acknowledging the changing demand trends and are differentiating themselves by offering innovative products and hyper-personalized services. This compendium provides detailed and fact-based snapshots of 16 wealth management technology providers. Each profile provides a comprehensive picture of the provider’s vision & capability and market impact. The compendium will enable providers to benchmark their capabilities against their peers, while enterprises will be able to assess the providers based on their desired set of capabilities. Scope Industry: wealth management Geography: global Contents In this report, we evaluate wealth management technology providers on their: Company overview Recent partnerships and acquisitions Proprietary IP/solutions Market adoption and capabilities Client portfolio mix Key offerings and investments Client success stories Key strengths and limitations Membership(s) Banking and Financial Services Information Technology Sourcing and Vendor Management

Global macroeconomic conditions, evolving customer preferences, supply-chain disruptions, regulatory scrutiny, and transforming operating models are driving Banking and Financial Services (BFS) firms to build resilient, scalable, and flexible risk management and regulatory reporting IT and technology systems. However, roadblocks such as a legacy IT landscape and fragmented data systems are hampering the transformation of BFS enterprises’ Risk and Compliance (R&C) functions. BFS enterprises are also looking to evaluate how environment, social, and governance factors impact their financial products and the risks they undertake. Additionally, they are creating new services and products that drive sustainable outcomes for their clients. To serve this need, service providers are partnering with technology and platform providers to develop solutions such as cloud-based, API-driven, and intelligent R&C management platforms to help BFS firms better manage their R&C functions. Service providers are also investing in tools, accelerators, CoEs, next-generation technology solutions, and talent to improve their R&C advisory and IT services capabilities. In this report, we study the vision & capability and market impact of 26 BFS risk and compliance IT service providers and position them on Everest Group’s proprietary PEAK Matrix®as Leaders, Major Contenders, Aspirants, and Star Performers. Scope: Industry: BFS Geography: global The assessment is based on Everest Group’s annual RFI process for the calendar year 2022, interactions with leading technology and IT services providers, client reference checks, and an ongoing analysis of risk and compliance in the BFS IT services market Contents: In this report, we: Examine key trends in the BFS risk and compliance space Classify 26 BFS IT service providers as Leaders, Major Contenders, and Aspirants on Everest Group’s proprietary PEAK Matrix® framework Mention Star Performers – service providers with the strongest forward movement over time on the Risk and Compliance in BFS IT Services PEAK Matrix® 2022 Study the IT service providers’ competitive landscape for R&C in BFS List the providers’ key strengths and limitations Membership(s) Banking and Financial Services Information Technology Sourcing and Vendor Management

The wealth management industry has massively changed in the past few years due to the democratization of wealth management services, generational wealth transfer, rise of unconventional asset classes, and increased demand for hyper-personalized services. Next-generation investors are increasingly demanding that innovative products such as cryptocurrency and ESG-compliant sustainable investments be included in their portfolios. Robo-advisors are also offering personalized advisory services at affordable prices. Technology intervention is driving a shift in wealth management services, with the digital advisory model enabling innovative ways of customer interaction. Wealth management technology providers are developing end-to-end solutions to serve the entire value chain. They are also building a strong partnership ecosystem with WealthTechs, FinTechs, and hyperscalers to expand their market reach. Wealth managers are acknowledging the changing demand trends and are differentiating themselves by offering innovative products and hyper-personalized services. In this report, we assess 16 wealth management technology providers’ vision & capability and market impact, based on which we categorize them as Leaders, Major Contenders, and Aspirants. The research will help wealth management enterprises select the right-fit technology provider for their needs, while technology providers will be able to benchmark themselves against the competition. Scope Industry: wealth management Geography: global Our assessment is based on Everest Group’s annual RFI process for the calendar year 2022, interactions with leading technology and digital services providers, client reference checks, and an ongoing analysis of the wealth management products market Contents In this report, we: Classify 16 wealth management technology providers as Leaders, Major Contenders, and Aspirants on Everest Group’s proprietary PEAK Matrix®framework Examine key trends in the wealth management space Study the competitive landscape of technology providers for wealth management solutions Look at key enterprise sourcing considerations (strengths and limitations) for each of the 16 technology providers evaluated Membership(s) Banking Information Technology Sourcing and Vendor Management

As the world economy grapples with inflationary pressure, interest rate hikes, and geo-political tensions, banking enterprises are under tremendous pressure to maintain their top and bottom lines. Going forward, treasury functions such as cashflow forecasting and liquidity management will be key to success, providing higher visibility into real-time cash flow worldwide and enabling banks to offer superior service to their corporate clients. In line with this shift, the role of corporate treasurers is expanding from traditional treasury value-chain elements to strategic decision-making. Their business priorities are also shifting in light of the rise in digital assets, evolving customer preferences, emergence of FinTech, and the need to improve transparency following regulatory changes. Therefore, they are increasingly leveraging APIs, AI/ML, and RPA to modernize treasury functions such as cash & liquidity management and risk management and accelerate the adoption of real-time payments. In this report, we present Everest Group’s view of a future-ready technology architecture for corporate treasurers achieved through technology intervention across treasury value-chain elements. We also analyze top global banks’ technology investment themes to modernize the different treasury lines over the past two years, the evolving partnership ecosystem, and the Treasury Management Systems (TMS) landscape, comprising incumbents that offer end-to-end solutions and emerging companies catering to point solutions. Scope Industry: Banking and Financial Services (BFS) Geography: global Contents This report examines: Emerging BFS market trends and the shifting business priorities of corporate treasurers The evolving role of treasurers in strategic decision-making and technology challenges in achieving end-to-end visibility across various treasury value chain functions Technology intervention across the treasury value chain via automated TMS, third-party platforms, APIs, and cloud and their role in driving enterprises to the future of real-time digital treasury Implications for corporate treasurers and providers Membership(s) Banking Information Technology Sourcing and Vendor Management